US SEC (PAUSE list)

Name: US SEC (PAUSE list) — flagged firms
Creator: ScamEncyclopedia
License: https://creativecommons.org/licenses/by-nc/4.0/

1,669 firms and websites flagged by this regulator (United States). Official source →

Data: structured via OpenSanctions (bulk CSV) from the regulator's published list · Licence: CC-BY-NC 4.0

How to read this list. Each entry reflects a public warning issued by the named regulator (source linked). It is the regulator’s listing — not an independent allegation by ScamEncyclopedia. Rows from US SEC (PAUSE list) are structured via OpenSanctions (bulk CSV) from the regulator's published list — licence CC-BY-NC 4.0 (OpenSanctions). A firm that believes it is wrongly listed should contact the issuing regulator. Always confirm against the official register before acting.

Browse all flagged firms A–Z

1,669 flagged entries. Loading the full searchable list…

Schroeder Law Firm
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
William Campbell Company
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Rose & Cranfield
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
McMillan Consulting Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
GMA Advisory Services, Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Carlson and Clarke
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
McCarthy & Bennett M&A
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Thomas & Hyde Consulting
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Madison Avenue Mergers & Acquisitions
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Lane Capital Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Willkinson Capital Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Morgan Consultancy Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
May Capital Group
Also seen as: May Capital Group LLC
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
Greenwood Capital Advisors
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Brixton Business Consultants
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Federal Financial Regulatory Board
Fictitious RegulatorsFlagged by US SEC (PAUSE list)
Charlton Hayfield and Company
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Diversified Portfolio Management Invest, a.k.a. DPM Invest
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Frazer White Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Stock Funding Corporation
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Goldman Phillips
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Smith and Lockhart Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Charles Pearson Investments International
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Truman Stock Transfer LLC
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
CDN Law
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Foreign Investments Enforcement Division
Fictitious RegulatorsFlagged by US SEC (PAUSE list)
PV Merger Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Edward Collins and Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Securities Trading Board
Fictitious RegulatorsFlagged by US SEC (PAUSE list)
Melrose & Greystone
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Medallion Asset Management LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Atlas Consultancy
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Alliant Holdings I Inc.
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
Clifton Consulting Group LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Belmont Shaw and Associates Mergers and Acquisitions
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Smith and Olsson
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Hobart & Roth, LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Hoover Hyfield Group
Also seen as: HooverHyfield
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Corporate Finance Solutions Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
International Stock Transfer Administration (ISTA)
Fictitious RegulatorsFlagged by US SEC (PAUSE list)
Hedges Capital Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Ryan & Mahar, LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Heinz Hokkaido International
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Financial & Regulatory Oversight Board
Also seen as: The Financial & Regulatory Oversight Board
Fictitious RegulatorsFlagged by US SEC (PAUSE list)
Cameron Poe & Associates Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Howell and Johnson Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Menden Hall Law Office
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Global Quest Emerging Fund LP
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
Heckart Associates, LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Synergy Ventures Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Forte Capital Mergers and Acquisitions
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Lawrence James and Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Anoli Capital International, Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Financial Trading Board
""Flagged by US SEC (PAUSE list)
Collett Quinlan M&A
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Cooper Company Management
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Garrett Hopkins Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
American First City Corporation
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Mason Securities LLC
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
Rothridge Consulting Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Cameron McDonald & Co.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Miller & Parker Consulting Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Blue Ridge Financial Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Cabbot Law Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Global Corporate Partners
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Weiss Rifkin & Partners
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Trias Ltd.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
American Taxation Incorporated
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Securities Administration
Fictitious RegulatorsFlagged by US SEC (PAUSE list)
Capital Acquisition Group Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Keystone Corporate Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
International Business Permit Certificate
Also seen as: International Business Permit Certificate a/k/a IBPC Corp
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Gordon, Tait & Co. LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Cohen Corporate Consulting
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Warren Sitco & Company
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
North Pacific Mergers & Acquisitions
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Cannon Corporate Consultants
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Grenfell and Blackrock Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Regent & Langley Consulting Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Everett Capital Partners
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
FinAllianz
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Warren Fisher and Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Permanent Fund LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Metcap Securities
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
RE Investors 126 LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Global Partners Securities
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
Platinum Global Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Smart Capital Investment, LP
Also seen as: Smart Capital, LP
Impersonators of Genuine Firms;Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Corestone Distributors
Impersonators of Genuine FirmsFlagged by US SEC (PAUSE list)
Warren & Massey Asset Management Ltd., Inc.
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Varalen Capital Markets LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Perkins Consultancy Group
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
AJ Nelson Consultants, LLC
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Shareite
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Hudson Munroe Transfer Agents
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Robinson Hurst M&A
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Steed and Associates
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Wade and Wiley Consultancy
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Thomas Anderson Advisory
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)
Bradley & Nowell
Unregistered Soliciting EntitiesFlagged by US SEC (PAUSE list)